PROSPECTIVE INVESTOR QUESTIONNAIRE
Interests in the funds managed and/or advised by Platinum Management (NY) LLC and
Platinum Liquid Opportunity Management (NY) LLC have not been registered under the
United States Securities Act of 1933 (the "Securities Act") as amended,
nor under any U.S. State securities laws and therefore may not be sold to any U.S.
persons, except by any transaction which does not violate United States securities
laws. Consequently, access to our investor web site can only be given to persons
that are "Qualified Purchasers" (as such term is defined in Regulation
2(a)(51)(A) promulgated by the United States Securities and Exchange Commission
under the Investment Company Act of 1940, as amended). Please note that required
fields are marked * below.
- (a) A natural person who has individual net worth, or joint net worth with my spouse, that exceeds $1 million;
- (b) A natural person with income exceeding $200,000 in each of the two most recent years or joint income with my spouse exceeding $300,000 for those years and a reasonable expectation of the same income level in the current year;
- (c) A business, not formed to acquire the securities offered, in which all the equity owners are accredited investors;
- (d) A bank, insurance company, registered investment company, business development company, or small business investment company;
- (e) An employee benefit plan, within the meaning of the Employee Retirement Income Security Act, and a bank, insurance company, or registered investment adviser makes the investment decisions, and the plan has total assets in excess of $5 million;
- (f) A charitable organization, corporation, or partnership with assets exceeding $5 million;
- (g) A trust with assets in excess of $5 million, not formed to acquire the securities offered, whose purchases a sophisticated person makes. *